Financial Conduct Authority

FCA plan to publicise investigations sparks industry concerns

Regulation

FCA plan to publicise investigations sparks industry concerns

Targeting improved transparency in enforcement cases

clock 27 February 2024 • 3 min read
FCA commits to speeding up enforcement investigations in policy overhaul

Regulation

FCA commits to speeding up enforcement investigations in policy overhaul

Transparency and accountability drive

clock 27 February 2024 • 2 min read
FCA revamps investigations policy with greater focus on 'public interest' - reports

Regulation

FCA revamps investigations policy with greater focus on 'public interest' - reports

‘More transparency’

clock 27 February 2024 • 1 min read
Square Mile chief Richard Romer-Lee takes on co-CEO role at Titan AM

People moves

Square Mile chief Richard Romer-Lee takes on co-CEO role at Titan AM

FCA approves acquisition

clock 26 February 2024 • 2 min read
Permission to appeal filed in relation to Woodford scheme of arrangement

Regulation

Permission to appeal filed in relation to Woodford scheme of arrangement

Judge may decline

clock 23 February 2024 • 2 min read
City minister challenges 'inconsistent' Treasury Committee criticism of Edinburgh Reforms

Regulation

City minister challenges 'inconsistent' Treasury Committee criticism of Edinburgh Reforms

'Regulatory change is a multi-step process'

clock 21 February 2024 • 2 min read
FCA on Consumer Duty: 'There are areas where firms could do better'

Regulation

FCA on Consumer Duty: 'There are areas where firms could do better'

Focus on fair value assessments

clock 21 February 2024 • 3 min read
FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Regulation

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

The watchdog records 17% surge in interventions to protect consumers

clock 14 February 2024 • 1 min read
Former London Capital & Finance director handed £31,800 fine

Regulation

Former London Capital & Finance director handed £31,800 fine

Floris Jakobus Huisamen

clock 13 February 2024 • 2 min read
Deep Dive: FCA private market review a 'wake-up call' for asset managers

Regulation

Deep Dive: FCA private market review a 'wake-up call' for asset managers

‘Step in the right direction’

clock 02 February 2024 • 3 min read
Most read
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02

Pair of Janus Henderson trusts set date for general meetings requisitioned by 'self-serving' Saba

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03

Shein's London IPO on the line as it fails to address forced labour concerns

08 January 2025 • 2 min read
04

Liontrust's James Dowey reappears at AXA IM amid thematic team hiring spree

07 January 2025 • 1 min read
05

Philip Chandler named CIO of Schroder Investment Solutions

07 January 2025 • 1 min read
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