The Financial Conduct Authority (FCA) has used its suspension power for the first time to ban two of the Financial group's subsidiaries, network Financial and separate firm Investments, from recruiting new appointed representatives (ARs).
The Financial Conduct Authority has launched a consultation which may lead to early removal of the requirement for companies to publish interim management statements.
Wealth manager Brewin Dolphin reported inflows of £300m in the second quarter of 2014.
Closed life consolidator Phoenix has comprehensively refinanced its debt to strengthen its balance sheet and better support its growth plans.
European equities look attractive on valuations grounds and Alken Asset Management's Nicolas Walewski has been hunting for undervalued stocks with high potential returns.
Charles Stanley has said it is approaching the coming months with caution in the face of falling commission income, and significant costs to invest in the business.
Somerset Capital has admitted a new dilution levy on its funds has proved 'contentious' despite being in keeping with an industry-wide drive to cost transparency.
Alliance Trust Investments (ATI) is to launch two new funds for its ethical risk-rated range.
The Financial Conduct Authority (FCA) has fined a former senior J.P. Morgan banker £450,000 after he disclosed inside information to contacts.
The shortlist for this year's Fund Services Awards has been revealed, showing who is in the running for a coveted accolade.